ESOP and ERISA Advisory
Duff & Phelps’ ESOP/ERISA practice is a leading valuation and corporate finance advisor to companies and ERISA fiduciaries.
We are the firm of choice for structuring, raising financing and valuing stock in employee stock ownership plan (ESOP) transactions and nonpublic assets, including employer securities held by ESOPs and ERISA pension plans. A pioneer in ESOP planning and transaction execution, we guide principals, companies and fiduciaries through the complex financial and valuation implications of the financial, regulatory and tax aspects of these transactions.
ESOP and ERISA Advisory and Valuation Services
- Transaction design, structuring and financing
- Fairness opinions
- Feasibility studies
- Sustainability consulting
- Mergers and acquisitions
- Valuations of illiquid assets held in ERISA plans
- Assisting fiduciaries in monitoring investments
- Advising ERISA fiduciaries in transactions, including IPOs
Valuation and asset appraisal for financial reporting, income tax, investment and risk management purposes.
Strategic Value Advisory
Enhance company value by optimizing transaction, investment, growth and operational strategies.
Middle-market M&A advisory differentiated by industry expertise and superior execution.
Transaction Advisory Services
Enable buyers, sellers and lenders to maximize value throughout the transaction process.
Bob Bartell Shares His Views on Restructuring an ESOP Company
Sherry Cefali Appointed to the Steering Committee of Nareit’s Dividends Through Diversity and Inclusion (DDI) Initiative
Josh Benn Shares His Views on the Outdoor Recreational Products Industry in the Denver Business Journal
Jeff Schiedemeyer Published in Corporate Financier