SFC Financial Resources Returns

All licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Duff & Phelps provides support to firms to ensure they complete and return the required information in line with the SFC expectations.

Examples of assistance we can provide include:

  • Preparation and review of the financial resources returns and the supporting documents

  • Notification to the SFC for breaches of the SFC financial resources requirement and the subsequent correspondences

  • Application of the SFC e-certificate

  • Training and adhoc advice on financial resources-related matters

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Other Areas We Can Help

Portfolio Valuation

Expert investment valuations, specifically securities and no "active market" quotations.

Portfolio Valuation



SFC Professional Investors Rules