Market Abuse Regulation

With our deep expertise in global market abuse regimes and surveillance implementation programs, we are uniquely placed to assist your firm overcome MAR challenges and ensure your readiness for this key piece of EU legislation. We can assist you with a broad range of challenges including:

  • Develop market conduct risk assessments across business areas, asset classes and market abuse offences
  • Review and enhance market conduct systems and controls
  • Design and implement automated or manual surveillance processes to detect market abuse
  • Training of compliance and surveillance personnel
  • Review and draft market abuse policies and procedures
  • Review and enhance wall crossing processes and controls around information flow
  • Develop compliance monitoring programs
  • Advise on voice and e-communications surveillance and how to integrate with market and trade surveillance
     
Read more about market abuse regulation.
/services/compliance-and-regulatory-consulting/regional/eu-regulation/market-abuse-regulation /-/media/feature/services/compliance-and-regulatory-consulting/crc-main-desktop-banner.jpg service

Regional

Contact Us

Other Areas We Can Help

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation

Alternative Asset Advisory

Provides an array of consulting services to alternative investment managers and investors.

Alternative Asset Advisory

Portfolio Valuation

Expert investment valuations, specifically securities and no "active market" quotations.

Portfolio Valuation

Insights

Publication

Algorithmic Trading Under MiFID II: Increased Regulatory Expectations and Annual Self-assessment

Publication
Report

Making Good: New Thinking on Compensation for Public Market Investors

Report

News