Duff & Phelps provide a range of services to international funds, their investment managers, promoters and service providers, as well as a range of domestic financial institutions:
Key Areas
- Client Money and Custody
- EMIR Trade Reporting
- GDPR Assessment Overview
- General Data Protection Regulation (GDPR) Consulting
- Market Abuse Regulation
- Retail Financial Services
- Securities Financing Transaction Regulation (SFTR) Implementation and Support
- MiFID II and MiFIR Assurance
- PRISM Supervision Assistance
- Prudential and Risk Management Consulting Services
- Nomad Review
- Marketing Conduct and Surveillance
- MiFIR Transaction Reporting
- UCITS
