Regional

Duff & Phelps is a trusted and leading global compliance consultant to a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.

The global financial services industry is subject to increasing scrutiny and oversight, with the cost of making mistakes becoming higher both financially and with respect to reputation. New regulatory initiatives are impacting firms on a local and international level, requiring firms to be cognizant of all legislation and initiatives that affects them. By keeping on top of these regulations, firms retain their competitive advantage in an ever-changing landscape.

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Regional

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Compliance

Will the Sustainable Finance Disclosures Regulation (SFDR) apply to UK Firms?

Compliance
Compliance

Deadline for Reporting of Directory Persons is Approaching

Compliance
Compliance

Jersey’s National Risk Assessment – So What?

Compliance
Compliance

Dealing with the Regulators for Hedge Fund Managers – FCA Authorization and Ongoing Compliance

Compliance

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