Risk Consulting

Duff & Phelps provides a range of risk management services to support financial services firms to operate a viable risk management framework, function and processes.

The financial crisis and increased regulatory scrutiny underscore the need for financial services firms to better understand, monitor and disclose their risks, in particular when investing in more complex products and strategies. As a result, regulators are now increasingly concerned about risk monitoring and transparency and more risk and compliance monitoring will be imposed on the investment community going forward. UCITS IV new risk guidelines and requirements clearly illustrate this trend.

Investment managers, service providers and investors need to extend the scope and depth of their risk reporting and monitoring to better understand their overall risk as well as fulfill their regulatory reporting obligations.

Our services include:

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Key Areas

Global

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Other Areas We Can Help

Portfolio Valuation

Expert investment valuations, specifically securities and no "active market" quotations.

Portfolio Valuation

Insights

Publication

New Luxembourg Register of Beneficial Owners (RBE) Requirements

Publication
Report

The SEC Looks to the Most Vulnerable

Report
Report

The Consequences of Concentration in Private Equity

Report
Report

New Priorities at the SEC

Report

News