A. Scott Davidson
Managing Director and Canada Leader
Disputes, Investigations and Valuations
Toronto
A. Scott Davidson
Compliance and Regulatory Consulting
Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.
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Julian Korek
Vice Chairman
London
Julian Korek
Monique Melis
Managing Director and Global Head of Compliance and Regulatory Consulting
London
Monique Melis
Chris Lombardy
Managing Director
Compliance and Regulatory Consulting
New York
Chris Lombardy
Nicolas Inman
Managing Director
Compliance and Regulatory Consulting
Hong Kong
Nicolas Inman
Ian Manson
Managing Director
Compliance and Regulatory Consulting
London
Ian Manson
Malin Nilsson
Managing Director
Compliance and Regulatory Consulting
St. Helier
Malin Nilsson
Hannah Rossiter
Managing Director
Compliance and Regulatory Consulting
Paris
Hannah Rossiter
Local and global compliance expertise for the financial services industry.
Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry and leading AML and AB&C guidance to firms across all industries. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.
Compliance and Regulatory Consulting Services
By Jurisdiction
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By Jurisdiction
Global
Assistance to develop, implement, and manage global compliance and regulatory consulting programs.
GlobalFilter
- U.S.
- UK
- EU
- Asia
- Ireland
- Channel Islands
- France
- Management Company Services
Key Services by Region
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U.S.