Compliance and Regulatory Consulting

Our team of experts provides consulting services to investment and private banking, asset management, wealth management and brokerage firms.

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A. Scott Davidson

Managing Director and Canada Leader
Disputes, Investigations and Valuations

Toronto

A. Scott Davidson

Julian Korek

Vice Chairman

London

Julian Korek

Monique Melis

Managing Director and Global Head of Compliance and Regulatory Consulting

London

Monique Melis

Chris Lombardy

Managing Director
Compliance and Regulatory Consulting

New York

Chris Lombardy

Nicolas Inman

Managing Director
Compliance and Regulatory Consulting

Hong Kong

Nicolas Inman

Ian Manson

Managing Director
Compliance and Regulatory Consulting

London

Ian Manson

Marie Barber

Managing Director
Regulatory Tax Advisory

London

Marie Barber

Malin Nilsson

Managing Director
Compliance and Regulatory Consulting

Channel Islands

Malin Nilsson

Killian Buckley

Managing Director and Head of Management Company Services
Compliance and Regulatory Consulting

Dublin

Killian Buckley

Hannah Rossiter

Director
Compliance and Regulatory Consulting

Paris

Hannah Rossiter

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Local and global compliance expertise for the financial services industry.

Duff & Phelps provides a comprehensive range of compliance and regulatory services to the global financial services industry. As a trusted partner for clients, we deliver on time, within budget and to the highest quality standards, always striving to exceed expectations. We operate with a non silo approach as one united team to offer a global solution to our clients, who value the clear communication and exemplary service they receive from the start.