Peter Ray joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting practice.

Peter is a director in the compliance consulting team and has 18 years’ experience in compliance and regulation. Peter previously worked as a Compliance Officer at Barings and Bank One. In 1989 he joined the Surveillance Division of the SFA, predecessor of the FSA, where he subsequently moved to the financial regulation policy unit, specializing in client assets and regulatory capital issues. Peter joined Livingstone Gunn from Complinet where he was a Senior Compliance consultant and Research analyst; Livingstone Gunn was acquired by Kinetic Partners in April 2008. 

Ray /our-team/peter-ray /-/media/assets/images/headshots/managing-directors/peterray.jpg people {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {DE05ECA4-1852-4BEF-A4E1-491CB497F9CB} {1C3CB363-1B9A-40E2-AF19-5C433260F861} {95D7F66C-11BB-4E7D-B07C-48874A321F98} {8B567795-B583-4828-A124-5795766A905E}

Other Areas We Can Help

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation

Insights

Compliance

UK Regulatory Calendar 2021

Compliance
Compliance

Regulatory Focus – March 2021

Compliance
Compliance

New AML Supervisor at EU level – Plans and Developments

Compliance
Compliance

New AML Supervisor at EU level – Plans and Developments

Compliance

News