Sat, May 30, 2020
Regulatory Focus – June 2020
The experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the recent news and publications issued by the Financial Conduct Authority (FCA) including advice for firms on COVID-19.
Regulatory Focus – June 2020
May 30, 2020
Period to Cover Absent Senior Managers Extended Due to COVID-19
May 6, 2020
EMIR Margin Requirements Amended in Response to the COVID-19 Outbreak
May 4, 2020
ESMA Promotes Convergence in the Supervision of Costs in UCITS and AIFS
June 4, 2020
ESMA Extends Registrations of Four Trade Repositories to Include SFTR
May 6, 2020
ESMA sees Potential Decoupling of Financial Market Performance and Underlying Economic Activity
May 14, 2020
ESMA Supports ESRB Actions to Address COVID-Related Systemic Vulnerabilities
May 14, 2020
FCA’s Response to COVID-19 and Brexit
May 6, 2020
Firms' Handling of Complaints During COVID-19
May 1, 2020
Statement on How Firms Should Handle Post and Paper Documents
May 13, 2020
The Growing Importance of ESG
June 30, 2020
Update of Position Limits for Certain Commodity Derivative Contracts
May 5, 2020
Regulatory Initiatives Grid
May 7, 2020
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