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8:00 a.m. - 1:30 p.m. (CST)
Ulmer & Berne LLP
500 West Madison Street, Washington Conference Room, 3rd Floor
Chicago, IL 60661
Duff & Phelps is co-sponsoring the Financial Services and Securities Litigation Hot Topics Seminar with Ulmer & Berne LLP. Managing Director, Adam Warren, will be a panelist on the "Hot Button Issues in SEC Enforcement" session, which starts at 11:05 a.m. This session will cover:
Agenda
8:00 a.m. | Registration and Breakfast |
8:15 a.m. | Welcome |
8:20 a.m. | What Keeps FINRA Lawyers Up at Night |
9:05 a.m. | Financial Litigation Reform in the Age of Trump |
10:05 a.m. | Break |
10:20 a.m. | Trying a Complez, Protracted FINRA Arbitration |
11:05 am. | Hot Button Issues in SEC Enforcement |
12:05 p.m. | Lunch |
CLE Credits may also apply.
To request more information about this event, please contact [email protected].