Adam Warren to Speak on a Financial Services & Securities Litigation Panel

8:00 a.m. - 1:30 p.m. (CST)

Ulmer & Berne LLP
500 West Madison Street, Washington Conference Room, 3rd Floor
Chicago, IL 60661

Duff & Phelps is co-sponsoring the Financial Services and Securities Litigation Hot Topics Seminar with Ulmer & Berne LLP. Managing Director, Adam Warren, will be a panelist on the "Hot Button Issues in SEC Enforcement" session, which starts at 11:05 a.m. This session will cover:

• A review of the past SEC enforcement year (e.g., notable statistics and areas of emphasis)
• Navigating the enforcement process (e.g., white papers, whistleblowers, admissions and proffers, large data productions)
• Recent court decisions
• Achieving the best case results from respondent’s and SEC staff perspective

Agenda

CLE Credits may also apply.

To request more information about this event, please contact [email protected].